Johann Kroll
Short answer: Johann Kroll is the founder of The Hockey Wealth Group; the firm says he played four professional seasons and holds the CFA and CFP designations, and the SEC lists him as registered with the firm from 1 April 2014[1][2].
Who is Johann Kroll?
Johann Kroll, known as “Krollsy,” is the founder of The Hockey Wealth Group[1]. The firm says that after a four-year professional hockey career he founded the company and that it became a registered investment advisor in 2014[1].
What hockey career does the firm list?
The firm says his professional career included a Calder Cup with the Hershey Bears in 2010 and a Kelly Cup with the South Carolina Stingrays in 2009[1].
What education and background does the firm list?
The firm says he received a bachelor’s degree in Finance from Ohio State University, where he was a four-year scholar-athlete on the men’s hockey team, holds the Chartered Financial Analyst designation and is a CERTIFIED FINANCIAL PLANNER™, and is an active member of the CFA Society of South Carolina. It says he previously held positions at Gradient Investments and Visionary Insurance Advocates, and has over 20 years of personal investing experience[1]. This wiki did not verify the designations with the CFA Institute or the CFP Board; see credentials and fiduciary duty.
What does the SEC adviser record show?
The SEC’s adviser database lists Johann Robert Kroll as an active investment adviser representative of the firm in Mount Pleasant, registered with the firm from 1 April 2014, with a Series 65 exam taken on 23 December 2013 and no disclosure events reported, as read on 31 October 2026[2]. A record is a snapshot; check it again before relying on it.
What does the firm’s Form ADV say about him?
The Form ADV brochure dated 29 August 2025 lists Johann Robert Kroll as a 75% owner, with Patrick Gaul at 20% and Robert E. Kroll at 5%[3]. It describes him as managing member and discloses two other business activities: work as an insurance agent with the firm, about 1% of his time, and a Canadian advisory firm, The Hockey Wealth Group Canada LLC, about 20% of his time[3]. See fees and Form ADV.
What is not included here?
The firm’s biography also gives his hometown and family details. Those personal details are not repeated here.
Frequently asked questions
What is Johann Kroll’s SEC CRD number?
The SEC adviser database lists CRD number 6297173.
What does the firm say he played?
Four years of professional hockey, including a Calder Cup in 2010 and a Kelly Cup in 2009.
See also
- Credentials and fiduciary duty
- Fees and Form ADV
- Patrick Gaul
- Registration and verification
- Tyson Strachan
References
- ^ a b c d e f g h i Meet the Team. The Hockey Wealth Group (hockeywealth.com). Retrieved 31 October 2026.
- ^ a b c d Johann Robert Kroll, individual summary (CRD 6297173). U.S. Securities and Exchange Commission, Investment Adviser Public Disclosure. Retrieved 31 October 2026.
- ^ a b c Form ADV Part 2A and 2B disclosure brochure, dated August 29, 2025. The registered adviser, via U.S. Securities and Exchange Commission, Investment Adviser Public Disclosure. Retrieved 31 October 2026.